Compliance means to comply
Financial companies are obliged to comply with the laws and regulations that apply to the business. A Compliance officer (responsible for regulatory compliance) is tasked with helping companies comply with the rules that apply to the business. Duties include, among other things, assisting in the implementation of internal guidelines and instructions, checking compliance, identifying and reporting deficiencies in regulatory compliance, and training the board and employees in the regulations. In addition, the Compliance officer must regularly report to the board and management.
We attach great importance to familiarizing ourselves with and understanding the client's specific operations. We do this, among other things, by carrying out part of the assignment on site at the client. We are also keen to transfer knowledge to our clients so that there is sufficient knowledge internally about the regulations that govern the business.
Apriori take the responsibility that is being outsourced Compliance officer of the client, it is reported that the Swedish financial supervisory authority. We can also provide support to the client's existing compliance activities, or to assist with an individual's tasks, for example, the independence of the controller, or gap analysis.
The Way Of Compliance
When employees leave, or parental leave, it is often necessary to the support of a senior compliance officer at all times.
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Compliance on demand
If you need on-going support, or relief during a period of high-tempo or do you only needed at certain times of the year.
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If you would like to know more about our services in the areas of Compliance, you'll be happy to hear from you!